As difficult as it may be to believe, communications textbooks from 20 years ago were still touting the merits of using a megaphone (yes, a megaphone) as a communications channel. You had print ...

Off-channel communications—those that occur outside of approved corporate systems—can pose a considerable challenge for regulatory compliance, data security and overall business integrity.

Communication channels present information to pools of potential consumers known as the product's target markets. Communication channels may carry a company's advertisements, other types of ...

Conversation Why Seemingly Simple Off-Channel Communication Rules Still Vex Finance Industry One challenge is determining when an invitation for lunch is considered "business communication." ...

An approach utilizing cross-channel communication, however – often including text, email, in-app and push notifications – is able to grasp actions that are actually driving a consumer decision to ...

With Paul Atkins now officially one month into his term as the new SEC chair, Colpas says firms may expect less of an enforcement impact around off-channel communications.

It should be purpose-built for capturing complex communications channels, flexible enough to adapt, and easy to use across teams. Key features to prioritize: 1.

In this episode, communication expert and trial lawyer Jefferson Fisher shares practical strategies for improving everyday conversations. He breaks down common communication mistakes, how to handle ...

Training for employees should address off-channel communications and the firm’s relevant policies, including specific examples of permitted or prohibited communication channels, ...

Over the past year, these regulators have issued substantial fines for non-compliant off-channel communications, including $81 million in penalties against 16 firms by the SEC in a February ...

Communication done outside of work channels is the top compliance focus area among investment advisories, followed closely by the SEC’s marketing rule, according to the results of an annual survey ...

It should be purpose-built for capturing complex communications channels, flexible enough to adapt, and easy to use across teams. Key features to prioritize: 1.