More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

Approximately 9,000 Illinois residents are eligible to claim money from a settlement with investor services company Vanguard after the company was found not to have disclosed the tax implications of a ...

Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...

Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target ...

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...

Vanguard's fine centers on December 2020 actions related to the asset manager's target-date funds and capital gains taxes. Here's what you need to know.

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...

The SEC claims Vanguard made misleading statements about capital gains distributions and tax consequences to retail investors ...

The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.