Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...

More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC ...

The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...

By Chris Prentice and Jonathan Stempel (Reuters) -Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax ...

Avior Wealth Management LLC lessened its holdings in shares of Vanguard ESG US Stock ETF (BATS:ESGV – Free Report) by 31.2% ...

Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...

Mutual Advisors LLC lessened its stake in Vanguard Mega Cap ETF (NYSEARCA:MGC – Free Report) by 15.0% during the 4th quarter, according to its most recent filing with the Securities and Exchange ...

The SEC claims Vanguard made misleading statements about capital gains distributions and tax consequences to retail investors ...

The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.

The money will go to target-date fund investors whom the company failed to warn about capital gains tax hits, the SEC said.