Fact checked by Vikki Velasquez When starting out as a financial advisor, compliance can feel like a maze of regulations. However, mastering it can help avoid significant financial risk. Compliance ...

The Wall Street firm is being investigated over whether it properly vetted its clients for money-laundering risks.

As providers face diminishing margins, compliance-related costs are more of a concern than ever – but compliance initiatives ...

Research & Marketing Strategies Inc. announced multiple promotions within the company. Michael Brant has been promoted to consumer assessment of healthcare providers and systems operations director.

Governance, Risk Management, and Compliance (3 credits) This course deals with the institutional dynamics that allow compliance officers to interact with business owners and regulators in order to ...

Learn how to document and follow up on the action items from your Scrum retrospectives in a simple and systematic way with these tips.

'Action Item' treats burnout as a collective condition and silenced crisis, as an exclusive trailer for the Karlovy Vary film festival movie shows.

Agency Information Collection Activities; Submission to the Office of Management and Budget (OMB) for Review and Approval; Comment Request; Current Population Survey (CPS) Basic Demographic Items ...