In the Matter of The Vanguard Group, Inc. - SEC.gov
2 days ago · The Commission found that Vanguard violated the Advisers Act and caused violations of the Securities Act and the Investment Company Act.
Vanguard to Pay More Than $100 Million to Resolve Violations …
Jan 17, 2025 · The Securities and Exchange Commission today announced that The Vanguard Group, Inc. will pay $106.41 million to settle charges for misleading statements related to …
Vanguard to pay $106 million in SEC accord after saddling …
Jan 17, 2025 · Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax information about its popular …
NASAA Announces $106 Million Multi-State Settlement with Vanguard
WASHINGTON, D.C. – (January 17, 2025) – The North American Securities Administrators Association (NASAA) today announced that a taskforce of state securities regulators and the …
Vanguard to pay over $100 million to SEC in violations target date ...
Jan 17, 2025 · Asset management giant Vanguard has agreed to pay more than $100 million to settle charges related to disclosures around target date investment funds, the Securities and …
Office of the Attorney General Announces $106 Million …
Jan 17, 2025 · TRENTON – The Office of the Attorney General, the Division of Consumer Affairs, and the Bureau of Securities announced today that the State has joined a task force of state …
Attorney General Alan Wilson joins $106 million multi-state …
Jan 23, 2025 · Vanguard markets and sells target retirement funds to investors who hold shares in qualified accounts that offer special tax treatment, including deferred taxes, as well as to …
New Jersey Division of Consumer Affairs Press Release
Jan 21, 2025 · TRENTON – The Office of the Attorney General, the Division of Consumer Affairs, and the Bureau of Securities announced today that the State has joined a task force of state …
Texas joins Multiple States in $106 Million Restitution Settlement …
Jan 17, 2025 · The Texas State Securities Board announced today that it joined a taskforce of state securities regulators and the United States Securities and Exchange Commission (SEC) …
Colorado Securities Commissioner Joins $106 Million Multi-State ...
January 17, 2025 -- Colorado Securities Commissioner Tung Chan today announced that Colorado joined a taskforce of state securities regulators and the United States Securities and …
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